Mission Statement

Nestor Banta is a Certified Financial Planner™ practitioner serving the needs of accomplished professionals, families, business owners and non-profit entities toward the attainment of their financial goals.

Relationships with clients are formed based on trust, and nurtured through active listening, open communication and thoughtful collaboration.  Transparency is paramount in every interaction and recommendation respecting each client’s priorities, values and concerns.  This ensures that any chosen course of action is in the best interest of the clients.

Holding the CFP® (Certified Financial Planner™) designation attests adherence to the highest standards in personal financial planning.  Its authorized use is granted by the Certified Financial Planner Board of Standards (CFP® Board) to practitioners who met its rigorous education, experience, examination and ethical requirements.  Demonstrated areas of proficiency include the financial planning process, risk management, investment, tax planning and management, retirement and employee benefits, and estate planning.  CFP® professionals agree to meet ongoing continuing education requirements and to uphold the CFP® Board’s Code of Ethics and Professional Responsibility, Rules of Conduct and Financial Planning Practice Standards.

Professionalism is the hallmark of this practice.  Privacy and confidentiality in regards to client’s information is strictly maintained.  The ease of accessibility to respond to clarifications and concerns is definitely an advantage in this digital-age professional relationship.  Goal-focused strategies are constantly updated by keeping abreast of the current investment trends and global market opportunities. 

Relationship based on trust, reliable CFP® credential and professionalism are the core values defining his esteemed association with clients.  Through personal care and capable guidance, he aims to become an essential partner in his clients’ financial and personal life.

After all -- It’s all about YOU!